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SCCE TBD Regional
Compliance & Ethics Conference

Welcome & Announcements

8:25 AM AKT – 8:30 AM AKT

Session One Title (Replace)

8:30 AM AKT – 9:30 AM AK

We are actively monitoring attendance. At random times throughout this session, you will be prompted with a pop-up to confirm that you are still actively participating in the virtual session. You will not see the pop ups if you are in full screen mode or your pop-up blocker is on. In addition, make sure you are disconnected from any VPN as they can also cause interference and that you have a stable internet connection (hard line is always best).Active attendance monitoring is only required if you will be requesting external CEUs for NASBA or CLE credits. If you only need Compliance Certification Board (CCB)® CEUs, it is not required to participate in active monitoring.

Learning Objectives:

  • Hear how one team incrementally embedded 2nd line risk review into their organization and how they’ve matured the review program over the years.
  • Understand that team’s current process, lessons learned that have informed where they are today, and where they’re going in the future.


Shelley Aul
Director, Privacy Office, Early Warning Services

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